Why Regent Financial?

Your portfolio is managed by a team with decades of industry experience.

The professional team at Regent Financial / Drawbridge Capital was selected exclusively for their specialized financial knowledge and longevity in the financial services industry.

You get a disciplined approach to your investment strategy that goes beyond just “stock picking”. Regent Financial has a Portfolio Management team (Drawbridge Capital) that is SOLELY dedicated to supervising YOUR investments. Their job is to research and find the appropriate mix (stocks, bonds, and other assets) given your risk, specific needs, objectives, time horizon for the assets, cash flow needs, and other factors specific to you.

You won’t be limited to a single style of investing (like “growth” or “value”) as we can shift our strategy based on our current and forward looking view of market conditions. If our research indicates an upcoming bear market, we might adjust your portfolio allocation to be more market neutral with fewer stocks and more bonds, cash, or other securities. 

You get proactive service from your advisor who will keep you up-to-date on your portfolio.

You have the opportunity to meet the actual people making investment decisions through in-person events in various formats.

You can take advantage of global investing opportunities with our significant experience investing domestically and overseas.

You’ll have competitive, transparent fees that align our interests with yours. If your portfolio does better, we both do better.

Your advisor works with your tax and legal advisors to help you pursue your financial goals and life plan.

We provide you with technical, fundamental and quantitative investment analysis on securities as requested.

We can show you strategies to help you maximize your social security benefits.

Your advisor reviews investments in your company 401(k) or 403(b) plans, and reviews your life and disability insurance policies.

We can show you tax efficient ways to fund a college education.

We can show you strategies to take advantage of tax law provisions.

Your advisor assists in preparing an estate plan for you.

We facilitate the transfer of investments from individual names to trust, or from an owner through to beneficiaries.

We research and record your cost basis on securities.

Our team provides you with ongoing financial education.

We show you how to access your statements and other information online.

We are a wide sounding board for ideas you are considering.

Our team cares more about you and your money than anyone else who does not share your last name.